Compliance Guidelines

As an international service and portfolio management service provider Erste Financial Services GmbH (EFS) acts in view of its customers and the services and products offered in many countries and is defeated therefore by different locally valid legal and supervision-juridical regulations. The observance of these regulations above all with the performance of security services and related services as well as the prevention of money laundering and terrorist financing, is a task shared by all EFS employees.

Moreover consistent behavioral standards were developed and moved in the Compliance Guidelines of EFS which are valid worldwide for all employees. These consistent standards are complemented in each case with local guidelines which contain the regulatory demands of the respective countries in which EFS acts.

Erste Financial Services GmbH is a subsidiary of EAA. For more, essential questions don't hesitate to contact our Compliance department:

Erste Financial Services GmbH 
Schiessstraße 43
40549 Düsseldorf

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Modern Slavery Act Transparency Statement (pdf, 51KB)
RTS 28 Best Execution Statement (pdf, 182KB)
AnnexIItables (csv, 2KB)